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SEC Updates Procedures for Non-Public Submission of Registration Statements...

On May 30th, the SEC updated its procedures for foreign private issuers wishing to make non-public submission to the SEC of draft registration statements for review by the SEC.  Prior to the enactment...

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Stay Tuned for SEC Announcements About Registration Statement Submissions for...

Since May 2012, the SEC has been accepting draft registration statements via a secure email system from emerging growth companies for confidential, non-public review under the JOBS Act and from certain...

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SUBMISSIONS OF DRAFT REGISTRATION STATEMENTS TO THE SEC VIA EDGAR TO GO LIVE...

On September 26, 2012, the Securities and Exchange Commission announced that starting October 1, 2012, certain emerging growth companies and foreign private issuers would be able to submit to the SEC...

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2 Good Reads

The staff of the SEC issued two useful publications this week.  The first publication “Accessing the U.S. Capital Markets – A Brief Overview for Foreign Private Issuers” summarizes federal securities...

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Proposed Pay Ratio Disclosure – Delicate Balancing Act Between Congressional...

On September 18, 2013, the SEC proposed the long-awaited and feared pay ratio rules.  The proposed rules embodied in the new Item 402(u) of Regulation S-K implement the mandate of Section 953(b) of the...

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EQUITY CROWDFUNDING HAS FINALLY ARRIVED – SEC ADOPTS FINAL RULES ON CROWDFUNDING

On October 30, 2015, the Securities and Exchange Commission (“SEC”), in a 3-1 vote of the SEC Commissioners, approved final rules to adopt Regulation Crowdfunding, which sets forth the framework by...

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